Short selling

Results: 2054



#Item
371Short selling / Business / Money / Economics / Finance / Financial regulation / Short

Microsoft Word - Terms and conditions for permanent carryover_final_2008021…

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Source URL: waterregister.vic.gov.au

Language: English - Date: 2013-12-12 06:40:05
372Financial markets / Investment / Stock market / Financial regulation / Short / Short selling / Securities Commission of New Zealand / Australian Securities Exchange / Security / Finance / Financial economics / Business

Cooperative Scheme Legislation Amendment Bill Explanatory Memorandum 1989

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Source URL: www.takeovers.gov.au

Language: English - Date: 2009-01-18 22:21:46
373Short selling / Securities and Futures Commission / Business / Money / Finance / Financial regulation / Short

Application No. 4 of[removed]IN THE SECURITIES AND FUTURES APPEALS TRIBUNAL IN THE MATTER OF a Decision made by the

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Source URL: www.sfat.gov.hk

Language: English - Date: 2008-09-22 03:24:01
374Financial markets / Short selling / Securities / Stock market / Margin / Short / Security / Securities lending / Futures contract / Financial economics / Finance / Investment

Clear Form Margin Disclosure Statement Morgan Stanley Smith Barney LLC (“Morgan Stanley”), as applicable (“we,” “us” or “our”) is furnishing this document to provide some basic facts about purchasin

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Source URL: www.morganstanley.com

Language: English - Date: 2015-02-27 15:11:05
375Financial markets / Short selling / Stock market / Securities / Margin / Security / Short / Securities lending / Futures contract / Financial economics / Finance / Investment

Margin Disclosure Statement Morgan Stanley Smith Barney and/or Morgan Stanley, as applicable (“we,” “us” or “our”) are furnishing this document to provide some basic facts about purchasing securities on margi

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Source URL: www.morganstanley.com

Language: English - Date: 2015-01-22 17:08:51
376Business / Finance / Financial regulation / Short selling / Stock market / New York Stock Exchange / Short / Order / Financial markets / Financial economics / Investment

Compensation in Relation to Exchange System Failure – Rule 18 Key provisions for submission of this claim form: The financial loss is connected to an NYSE system malfunction. The term “system malfunction” means a m

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Source URL: usequities.nyx.com

Language: English - Date: 2012-11-15 11:23:18
377Financial markets / Economy of Oceania / Financial system / Australian Securities Exchange / Economy of New South Wales / Short / Naked short selling / S&P/ASX 200 / Economy of Australia / Financial regulation / Short selling

Box D: Recent Trends in Short Selling

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Source URL: www.rba.gov.au

Language: English - Date: 2011-08-04 18:16:28
378Stock market / Financial markets / Short selling / United States securities law / Australian Securities Exchange / Insider trading / Securities lending / Security / Margin / Financial economics / Finance / Economics

Submission to the Corporations and Markets Advisory Committee in response to its Issues Paper on Aspects of Market Integrity

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Source URL: www.camac.gov.au

Language: English - Date: 2014-11-27 20:09:16
379Clause 49 / Short / Finance / Business / Financial system / Financial regulation / Short selling / Securities and Futures Commission

立法會 Legislative Council LC Paper No. CB[removed]These minutes have been seen by the Administration) Ref

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Source URL: www.legco.gov.hk

Language: English - Date: 2015-02-26 03:20:34
380Financial regulation / Short selling / Securities / Stock market / Security / Settlement / Naked short selling / Futures contract / Repurchase agreement / Financial economics / Finance / Financial system

Copyright © Trop-X 2012 ISBN[removed]6 MARKET RULES Version 13: 10 October 2012

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Source URL: www.trop-x.com

Language: English - Date: 2014-05-16 03:44:33
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